Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01637 | 10/30/2024 | Claimant(s): Austin Saremi Claimant Lawyers(s): Laurence M. Landsman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Kathryn Perreault Arbitrator(s): Roberta Haft, Edith N. Dinneen, April Paradise-Switzer Hearing Site: Los Angeles, CA | ||
| 23-00743 | 11/20/2023 | Claimant(s): Yang Nie Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | ||
| 22-00707 | 03/09/2023 | Claimant(s): Laura Chao Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | ||
| 21-01929 | 11/02/2022 | Claimant(s): Richard Sholty Claimant Lawyers(s): Zachary Morse Respondent(s): Morgan Stanley Respondent Lawyers(s): Sarah Malik Arbitrator(s): Jeffrey E. Skogsbergh, Edith N. Dinneen, David Harvey Failer Hearing Site: Los Angeles, CA | ||
| 20-02988 | 03/11/2021 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Mike West Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | ||
| 18-02977 | 02/25/2019 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Bryce Shelman Respondent(s): Gary Strange Respondent Lawyers(s): Gary Michael Strange Arbitrator(s): Edith N. Dinneen Hearing Site: Raleigh, NC | ||
| 18-00501 | 10/23/2018 | Claimant(s): Jeffrey LaBelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services., Next Financial Group. Respondent Lawyers(s): Bradley A. Fishman, John T. Unger Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL | ||
| 18-01377 | 10/10/2018 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay Wuller Respondent(s): Ruben Rodriguez Respondent Lawyers(s): Ruben Rodriguez Arbitrator(s): Edith N. Dinneen Hearing Site: Jacksonville, FL | ||
| 17-03288 | 06/13/2018 | Claimant(s): Eric Harris Claimant Lawyers(s): Eric Litow Respondent(s): MSI Financial Services. Respondent Lawyers(s): Eunice Jordon Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL | ||
| 17-00937 | 09/19/2017 | Claimant(s): Ronald Oldano Claimant Lawyers(s): Lawton R. Graves Respondent(s): Tamara Powers Respondent Lawyers(s): Tamara Powers Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL | Expungement |