| 21-03078 | 08/23/2022 | Claimant(s): Tod Lenhoff
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Financial West Group, Madison Avenue Securities
Respondent Lawyers(s): Gene Valentine, Jeffrey S. Kob
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 20-03176 | 07/02/2021 | Claimant(s): Meagan Phelps
Claimant Lawyers(s): Zachary Hayes- Macaluso
Respondent(s): Madison Avenue Securities, Syndicated Capital.
Respondent Lawyers(s): Faith Lee, Jeffrey S. Kob
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | |
| 17-03371 | 01/07/2019 | Claimant(s): Timothy Hughes
Claimant Lawyers(s): Elizabeth Lowery
Respondent(s): Joan Mccool, SECU Brokerage Services
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Alan Stamm, Mark A. Levy, Rahsan Malik Boykin
Hearing Site: Los Angeles, CA
| | |
| 16-02629 | 03/22/2018 | Claimant(s): National Financial Services LLC
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): Frank Aguilar, Jason Garofalo, Tricor Financial
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Anthony D. DeToro, Dean C. Abraham, Mark S. Priver
Hearing Site: Las Vegas, NV
| | |
| 17-00825 | 10/03/2017 | Claimant(s): Clarence Yee, Nicholas Cochran
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Donald Prolo, Joane Prolo
Respondent Lawyers(s): Kenneth J. Catanzarite
Arbitrator(s): Isidoro Berkman
Hearing Site: San Francisco, CA
| | Expungement |
| 16-03328 | 07/20/2017 | Claimant(s): Shareholders Service Group.
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Jean Schott
Respondent Lawyers(s): Matthew S. Rork
Arbitrator(s): Herbert Liberman, Doris V. Knotter, Thomas L. Marshall
Hearing Site: San Diego, CA
| | Expungement |
| 11-03181 | 04/12/2016 | Claimant(s): Antaeus Capital.
Claimant Lawyers(s): Cesar Moya
Respondent(s): Cesar Moya, Curtis Leahy
Respondent Lawyers(s): Cesar Moya, Jeffrey S. Kob
Arbitrator(s): Alan Stamm, W. Alex King, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | |
| 12-03289 | 03/14/2013 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Erin Mills
Respondent Lawyers(s): Erin Mills
Arbitrator(s): John E. Ohashi, Salvatore A. Sciortino, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-00631 | 11/23/2010 | Claimant(s): Thomas Trax
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Westfin Securities Corporation
Respondent Lawyers(s): Stephen M. Locko
Arbitrator(s): Franklin G. Allen, Patricia Mary Reilly, Jerome M. Libenson
Hearing Site: San Diego, CA
| | |
| 09-06925 | 11/16/2010 | Claimant(s): Joe Woods
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Ann Bond, Brady Foley
Respondent Lawyers(s): Daria Dub Carlson
Arbitrator(s): Nancy J. Spieczny, Thomas Erique DuVoisin, Brian William Heublein
Hearing Site: San Diego, CA
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