| 23-01241 | 02/14/2024 | Claimant(s): Joseph Petrillo
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 23-01056 | 02/14/2024 | Claimant(s): John Lahoud
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John Murphy, Laura A. Pizzitola
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 23-00377 | 02/07/2024 | Claimant(s): Thomas Stappas
Claimant Lawyers(s): Thomas Stappas
Respondent(s): Summit Equities.
Respondent Lawyers(s): Patricia Baker
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 23-01633 | 01/25/2024 | Claimant(s): Joseph Petrillo
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
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| 23-02059 | 01/25/2024 | Claimant(s): Edward Anselmin
Claimant Lawyers(s): Edward F. Anselmin
Respondent(s): Quest Capital Strategies.
Respondent Lawyers(s): Carolyne Tsai
Arbitrator(s): Annamaria Boccia Smith, Carol Maria Luttati, Lawrence A Spallanzani
Hearing Site: Jersey City, NJ
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| 23-01490 | 01/24/2024 | Claimant(s): Joseph Bauer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Amanda L. Parisi
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 23-01464 | 12/28/2023 | Claimant(s): Arthur Grossbard
Claimant Lawyers(s): Everett Pritchard
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 23-02302 | 12/22/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Robert Tracy
Respondent Lawyers(s): Robert James Tracy
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
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| 23-01086 | 12/07/2023 | Claimant(s): Philip Arnheiter
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Morgan Stanley DW Inc., Wells Fargo Advisors Financial Network, Oppenheimer & Co..
Respondent Lawyers(s): Andrew Joyce, Deirdre Wolff, William H. Badinelli
Arbitrator(s): Kenneth J. Horowitz, Jeffrey Zuckerman, Robert Andrew Sollazzo
Hearing Site: Jersey City, NJ
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| 23-01273 | 11/21/2023 | Claimant(s): Anthony Caputo
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
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