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FINRA Awards for Adam M. Kauff

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Displaying 31-40 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0101602/02/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
20-0194901/22/2021Claimant(s): Frank Polk
Claimant Lawyers(s): Brian Luther
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Matthew Fenster
Hearing Site: New York, NY
19-0366701/15/2021Claimant(s): Richard Streisfeld
Claimant Lawyers(s): Amy B. Bard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
20-0103012/21/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
20-0127312/18/2020Claimant(s): PHILIP JORDAN
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
20-0226512/16/2020Claimant(s): Michael Marshall
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Thomas E Shuck
Hearing Site: Phoenix, AZ
20-0118212/10/2020Claimant(s): David Pottenger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jason Alexander Diamond
Hearing Site: Charlotte, NC
20-0014511/18/2020Claimant(s): Warren Rivetz
Claimant Lawyers(s): Amy Beth Bard
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Joseph A. Sack
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
20-0103311/13/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
20-0071811/10/2020Claimant(s): Michael Matthews
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA

52 Results

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