Potomac Analytics' Logo

FINRA Awards for David I. Hantman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 81-90 out of 191 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0182608/06/2021Claimant(s): Jonathan Hoelscher
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Harlita R. Tomlinson
Hearing Site: Cincinnati, OH
21-0123907/30/2021Claimant(s): Kalyn Walker, Perry Zeigler
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
21-0134107/22/2021Claimant(s): John Morris
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
21-0130007/01/2021Claimant(s): Drew Freides
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
21-0097206/29/2021Claimant(s): Donald Jackson
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Oklahoma City, OK
20-0217006/25/2021Claimant(s): Gregory Lee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Kenneth R. Starr
Hearing Site: Raleigh, NC
21-0072205/28/2021Claimant(s): Brian Blackburn
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
21-0075705/28/2021Claimant(s): Laurence Knowlton
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
21-0066505/24/2021Claimant(s): Kimberly Muska
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
20-0306303/08/2021Claimant(s): John Porter
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL

191 Results

Display: