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FINRA Awards for David I. Hantman

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Displaying 21-30 out of 191 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0304203/01/2024Claimant(s): Michael Dawson
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
23-0302602/29/2024Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J Gworek
Arbitrator(s): Susan Manca
Hearing Site: New York, NY
23-0293602/21/2024Claimant(s): Candida Bobonis Roig, Lizzette Bobonis Roig
Claimant Lawyers(s): David I. Hantman
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
23-0271502/15/2024Claimant(s): Michael Sherman, Steven Chille
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
23-0302202/13/2024Claimant(s): Daniel Sears
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
22-0257702/05/2024Claimant(s): Christopher Albonetti
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
23-0238202/05/2024Claimant(s): Alexander Williams, Peter Rukeyser
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
23-0252501/23/2024Claimant(s): Alexander Phillips, Jordan Hayes
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
23-0263301/18/2024Claimant(s): Robert Procaccianti
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Maya Steinitz
Hearing Site: Providence, RI
23-0235212/19/2023Claimant(s): Wendy Holmes
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY

191 Results

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