| 24-02085 | 11/26/2024 | Claimant(s): Mitchell Riesenberger
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Kenneth R. Starr, Kenneth W. Gosliner, Catherine Esther Bocskor
Hearing Site: Boston, MA
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| 23-03585 | 11/26/2024 | Claimant(s): Dylan Brosious
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
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| 23-03512 | 11/15/2024 | Claimant(s): Brandon Rosenbaum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard J. Lawrence
Hearing Site: Seattle, WA
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| 24-00229 | 11/01/2024 | Claimant(s): Christopher Allen
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Jersey City, NJ
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| 23-03453 | 09/11/2024 | Claimant(s): Lou Varanese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
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| 23-03033 | 09/10/2024 | Claimant(s): Matthew Buchsbaum
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Laura Carraher
Hearing Site: New York, NY
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| 23-03642 | 06/25/2024 | Claimant(s): Drew Freides
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Stuart Sinai, Mary C. Davis, Peter A.P. Dunlop
Hearing Site: Los Angeles, CA
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| 23-01122 | 06/07/2024 | Claimant(s): William Straub
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
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| 23-03027 | 05/24/2024 | Claimant(s): Scott Rosenberg
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Harvey E. Benjamin
Hearing Site: New York, NY
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| 23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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