Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03642 | 06/25/2024 | Claimant(s): Drew Freides Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Stuart Sinai, Mary C. Davis, Peter A.P. Dunlop Hearing Site: Los Angeles, CA | ||
| 23-01122 | 06/07/2024 | Claimant(s): William Straub Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX | ||
| 23-03027 | 05/24/2024 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Harvey E. Benjamin Hearing Site: New York, NY | ||
| 23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-00373 | 05/14/2024 | Claimant(s): Jeffrey Jackson Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-00686 | 05/09/2024 | Claimant(s): Mark Sullivan, Richard Dellarusso Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | ||
| 23-03032 | 05/03/2024 | Claimant(s): Sonia Attkiss Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY | ||
| 23-03037 | 04/19/2024 | Claimant(s): Gerard Costello Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY | ||
| 23-03011 | 04/03/2024 | Claimant(s): Loren Weiss Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Nancy Kramer Hearing Site: New York, NY | ||
| 23-03017 | 04/03/2024 | Claimant(s): Neil Klein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY |