Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00818 | 11/21/2022 | Claimant(s): Christopher Bice Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Judith E. Gross, Linda J. Baer, Denise C. Sagua Hearing Site: New York, NY | ||
| 22-02288 | 11/21/2022 | Claimant(s): Joseph Rodriguez Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 21-03002 | 09/01/2022 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Linda J. Baer Hearing Site: Wilmington, DE | ||
| 22-00298 | 08/24/2022 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay A. Ambroson Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 21-02378 | 06/29/2022 | Claimant(s): Jonathan Lonske Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Morgan Stanley DW Inc., UBS Financial Services Inc. Respondent Lawyers(s): Abigail Elrod, Elisabeth Kratka, John Murphy Arbitrator(s): Linda J. Baer Hearing Site: Boston, MA | ||
| 22-00158 | 06/07/2022 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Amanda Sotak Respondent(s): John Laudonio Respondent Lawyers(s): Mark L. DeBenedittis Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 21-01986 | 05/02/2022 | Claimant(s): Cynthia Giovacchino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Linda J. Baer Hearing Site: Hartford, CT | ||
| 21-01465 | 11/22/2021 | Claimant(s): Benjamin Fuchs Claimant Lawyers(s): David I. Hantman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): William E. Hopkins Arbitrator(s): Linda J. Baer Hearing Site: Hartford, CT | ||
| 21-00546 | 10/15/2021 | Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Linda J. Baer Hearing Site: Wilmington, DE | ||
| 20-02708 | 10/04/2021 | Claimant(s): Robert Dunn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Linda J. Baer Hearing Site: New York, NY |