| 20-02462 | 04/09/2021 | Claimant(s): Ahmiel Baum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Jeffrey S. Margolin
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
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| 20-01848 | 03/23/2021 | Claimant(s): Anthony Hladek
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Trustmont Financial Group.
Respondent Lawyers(s): Anthony C. Hladek
Arbitrator(s): John J. Neely
Hearing Site: Pittsburgh, PA
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| 20-00976 | 11/17/2020 | Claimant(s): Matthew Orman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mark A. Sipper
Hearing Site: Pittsburgh, PA
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| 19-01511 | 10/14/2020 | Claimant(s): Charlotte Chase
Claimant Lawyers(s): John M. Petrisek
Respondent(s): David Smith, Donald Smith, Provident Private Capital Partners.
Respondent Lawyers(s): Eric J. Purchase, G. Clinton Kelley
Arbitrator(s): Robert J. Scafuri, Kenneth Alan Eisner, Peter Vincent Marcoline
Hearing Site: Pittsburgh, PA
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| 19-02718 | 09/14/2020 | Claimant(s): Ahmiel Baum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mel Gworek
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Pittsburgh, PA
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| 20-00397 | 08/09/2020 | Claimant(s): Josephine Mastilak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Catherine Stewart
Hearing Site: Pittsburgh, PA
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| 19-01956 | 06/22/2020 | Claimant(s): Dustin Capco
Claimant Lawyers(s): Dustin Thomas Capco
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Lorie E. Almon
Arbitrator(s): Gregory Hunter Mathews, William Francis Ryan, Joseph Stuligross
Hearing Site: Pittsburgh, PA
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| 19-01682 | 01/13/2020 | Claimant(s): Paul Carpenter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric J. Chartan
Arbitrator(s): Catherine Stewart
Hearing Site: Pittsburgh, PA
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| 19-01256 | 11/20/2019 | Claimant(s): Daniel Kress
Claimant Lawyers(s): Alexander K. Cox
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert E. Anderson
Hearing Site: Pittsburgh, PA
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| 18-04387 | 08/15/2019 | Claimant(s): Brian Eagon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Abigail D. Elrod, Elisabeth Kratka
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
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