Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00137 | 05/27/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing, Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Jeanette Stofleth Respondent Lawyers(s): Donna Mack Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 18-03894 | 05/18/2021 | Claimant(s): Stephen Guzylak Claimant Lawyers(s): Robert J Girard Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie Taylor Arbitrator(s): Robert M Stein, Dean J. Dietrich, Jeffry Canin Hearing Site: Seattle, WA | ||
| 20-03102 | 05/03/2021 | Claimant(s): Phil Scott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-00990 | 03/25/2021 | Claimant(s): Charles Stanton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-02770 | 03/09/2021 | Claimant(s): Jason Plemons Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 18-03451 | 03/22/2019 | Claimant(s): Gary Jeweler Claimant Lawyers(s): John Bender Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Joe Tully Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA | ||
| 14-03569 | 02/16/2016 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Jonathan Sokolowski Respondent(s): Scott Rahn Respondent Lawyers(s): Stephen E. Csajaghy Arbitrator(s): Robert M. Stein, Kevin I. Patrick, Al Van Kampen Hearing Site: Seattle, WA | ||
| 15-00457 | 06/16/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex M. Komoroski Respondent(s): Steven Colvin Respondent Lawyers(s): Steven Lloyd Colvin Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA | ||
| 13-02572 | 03/04/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John R. Bamford Respondent(s): Michael Rose Respondent Lawyers(s): Michael Stevan Rose Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA | ||
| 12-04077 | 02/10/2014 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Matthew Fischer Respondent(s): Matthew Burke Respondent Lawyers(s): Matthew K. Burke Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA |