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FINRA Awards for Michael Stevan Rose

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0257203/04/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Michael Rose
Respondent Lawyers(s): Michael Stevan Rose
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA

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