Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-01216 | 07/19/2012 | Claimant(s): Linda Eydt Claimant Lawyers(s): James C. Cifelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Michael J. Ahlstrom, Joyce F. Glucksman, Harry G. Mason Hearing Site: Atlanta, GA | ||
| 10-05348 | 02/17/2012 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Horswell Respondent Lawyers(s): Kenneth Alan Horswell Arbitrator(s): James G. Cooper, Michael J. Ahlstrom, Jeff Kilgore Hearing Site: Houston, TX | ||
| 09-05335 | 12/13/2011 | Claimant(s): Nicholas Stefanis Claimant Lawyers(s): James R. Hubbard Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Ellen Sheridan-Cona Arbitrator(s): Chandler R Bridges, George S. Willingham, Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 11-00284 | 09/14/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Carl Drury Respondent Lawyers(s): Carl M. Drury Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 10-05227 | 04/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Ben Rosenberg Respondent Lawyers(s): Ben Elliot Rosenberg Arbitrator(s): Michael J. Ahlstrom Hearing Site: Houston, TX | ||
| 10-03979 | 03/02/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Priscilla Jones Respondent Lawyers(s): Priscilla Ann Jones Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 10-03734 | 01/28/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin A. Goldberg Respondent(s): Michael Bell Respondent Lawyers(s): Michael S. Bell Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 10-03448 | 12/31/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Orin Port Respondent Lawyers(s): Orin Port Arbitrator(s): Michael J. Ahlstrom Hearing Site: Boca Raton, FL | ||
| 09-06952 | 08/12/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Steven Luna Respondent Lawyers(s): Steven Luna Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN |