Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03415 | 03/04/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Jameile Cawley Respondent Lawyers(s): Jameile D. Cawley Arbitrator(s): B. John Dill Hearing Site: Boston, MA | ||
| 20-02477 | 02/24/2021 | Claimant(s): Timothy Davis Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-01869 | 02/03/2021 | Claimant(s): Jason Skolnick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 20-01820 | 01/29/2021 | Claimant(s): Douglas Padden Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-01180 | 01/27/2021 | Claimant(s): Nathaniel Tilton Claimant Lawyers(s): Tosh Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Joe Tully Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-02123 | 01/26/2021 | Claimant(s): Leo Robinson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-02141 | 01/26/2021 | Claimant(s): Mary McDonald Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 19-02481 | 01/22/2021 | Claimant(s): Salvatore Mansueto Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Jeffrey P. Petrucelly, Gene M. Bauer, Tristan Nicholas Ostronic Hearing Site: Boston, MA | ||
| 20-02609 | 11/16/2020 | Claimant(s): James Smith Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-01467 | 11/10/2020 | Claimant(s): Dushyant Shah Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA |