| 18-04358 | 09/11/2019 | Claimant(s): Wayne Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Louis H Miron
Hearing Site: Wilmington, DE
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| 19-00211 | 07/10/2019 | Claimant(s): Ronald Bare
Claimant Lawyers(s): Elaine Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Louis H. Miron, John Michael Derderian, Ellen F. Kandell
Hearing Site: Wilmington, DE
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| 18-02392 | 03/14/2019 | Claimant(s): Jeffrey Stillwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Allstate Financial Services, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Katelyn R. Miller, Michael J. Biondi
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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| 18-00494 | 01/17/2019 | Claimant(s): Robert Gill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Christaina Vourakis
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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| 18-00154 | 01/04/2019 | Claimant(s): Gregory Chebuske
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SII Investments.
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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| 18-02105 | 11/16/2018 | Claimant(s): Jeffrey Kotch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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| 18-00234 | 06/28/2018 | Claimant(s): John Foran
Claimant Lawyers(s): Eric Litow
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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| 17-02953 | 06/06/2018 | Claimant(s): Michael Butterworth
Claimant Lawyers(s): Edwin L. Stock
Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services
Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis
Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen
Hearing Site: Wilmington, DE
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| 16-03366 | 09/12/2017 | Claimant(s): Fillip Gershon
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Smitham
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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| 17-00289 | 06/14/2017 | Claimant(s): Kathleen Entwistle
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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