Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01662 | 12/13/2023 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Bernard J. Kornberg Respondent(s): Brian Dunn Respondent Lawyers(s): Joshua Norton Arbitrator(s): Edward Turner Borer, Louis H Miron, Peter H. Goldberg Hearing Site: Wilmington, DE | ||
| 22-02759 | 09/19/2023 | Claimant(s): Brad Martin Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): MML Investors Services Respondent Lawyers(s): Martin Harris Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT | ||
| 22-01621 | 01/31/2023 | Claimant(s): JBJ Financial LLC DBA MassMutual TriStat Claimant Lawyers(s): Brian Singleton Respondent(s): John Goodwin Respondent Lawyers(s): John Knox Goodwin Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-00715 | 12/17/2021 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Louis H Miron Hearing Site: Philadelphia, PA | ||
| 21-00899 | 10/12/2021 | Claimant(s): Mark Scordato Claimant Lawyers(s): Kimberly A. Koves Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Louis H Miron, Linda T. Pellegrino, Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 20-02700 | 06/14/2021 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Louis H Miron Hearing Site: Wilmington, DE | ||
| 20-02200 | 06/04/2021 | Claimant(s): Christopher DiGregorio Claimant Lawyers(s): Daniel D'Costa Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-03395 | 04/30/2021 | Claimant(s): Jude DiGidio, Kevin Blondina Claimant Lawyers(s): Thomas Perry Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-03141 | 04/06/2021 | Claimant(s): Justin Yoon Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-03221 | 03/18/2021 | Claimant(s): Angus Miller Claimant Lawyers(s): Sarah Yates Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ |