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FINRA Awards for Robert J. Scafuri

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Displaying 31-38 out of 38 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0239410/24/2014Claimant(s): Noah Morgan
Claimant Lawyers(s): Noah C. Morgan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri, Chris D. Kontos, Howard T.D. Spence
Hearing Site: Detroit, MI
14-0104609/11/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Eric Ruth
Respondent Lawyers(s): Eric Martin Ruth
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
10-0524706/02/2014Claimant(s): Thomas Campbell
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): J.W. Cole Financial.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Robert J. Scafuri, Stuart Sinai, Mauricio Kohn
Hearing Site: Detroit, MI
13-0009508/22/2013Claimant(s): Deborah Jones
Claimant Lawyers(s): Marianna Cline
Respondent(s): Comerica Securities Inc.
Respondent Lawyers(s): Michael P. Coakley
Arbitrator(s): Robert J. Scafuri, John R. Main, Richard Joseph Rankin
Hearing Site: Detroit, MI
11-0088608/07/2013Claimant(s): Bryan Schon
Claimant Lawyers(s): Brian Witus
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, John F. Burns
Hearing Site: Detroit, MI
10-0167709/11/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jeffrey Zachter
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH
10-0131008/11/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): Joseph Stanzi
Respondent Lawyers(s): Anthony J. Hartman
Arbitrator(s): Robert J. Scafuri, Thomas R. Skulina, Marianne L. Simpson
Hearing Site: Cleveland, OH
07-0169404/25/2008Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Myra Roenicke
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson
Hearing Site: Detroit, MI

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