| 22-01119 | 06/11/2024 | Claimant(s): Mark Hebert
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Jonathan B. Gilbert, James Michael Belk, Douglas Alan Lawson
Hearing Site: Charlotte, NC
| | |
| 23-01469 | 01/31/2024 | Claimant(s): Charles Landry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 20-03466 | 03/03/2023 | Claimant(s): David Maris
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Margarita Echevarria, Nancy Kramer, Mario Cho Valdes
Hearing Site: New York, NY
| | |
| 15-01223 | 03/29/2017 | Claimant(s): Richard White
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Kevin J. Dalton
Arbitrator(s): Robert H. Putnam, David M. Levine, William Finley Hamel
Hearing Site: Charlotte, NC
| | |
| 14-01248 | 07/13/2015 | Claimant(s): William Hopke
Claimant Lawyers(s): David Wechsler
Respondent(s): Wells Fargo Securities, Wells Fargo Institutional Securities, LL
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): James J. Fishman, Michael Peter Yahr, Randall K. Berger
Hearing Site: New York, NY
| | |
| 12-00861 | 01/22/2013 | Claimant(s): Wells Fargo Securities
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Robert Lavanco
Respondent Lawyers(s): Robert John Lavanco
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | |
| 10-01208 | 02/23/2012 | Claimant(s): Stephen Hentschel
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Eastdil Secured, Wachovia Capital Markets, Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Sandra J. Mullings, John Nino Brenkovich, Marianne C. Hussey
Hearing Site: New York, NY
| | |
