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FINRA Awards for Armin Sarabi

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Displaying 21-27 out of 27 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0314206/12/2018Claimant(s): Edward Montanez
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
17-0274606/04/2018Claimant(s): Jeffrey Mackevich
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
17-0246805/16/2018Claimant(s): Erik Weir
Claimant Lawyers(s): Armin Sarabi
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Harry G. Mason
Hearing Site: Columbia, SC
17-0235905/08/2018Claimant(s): Ralph Slocum
Claimant Lawyers(s): Armin Sarabi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Hillary A. Darnell
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
17-0246204/06/2018Claimant(s): Bradley Glasman
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
17-0257704/02/2018Claimant(s): Girish Thakar
Claimant Lawyers(s): Armin Sarabi
Respondent(s): A. G. Edwards & Sons., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deidre Wolff, Sarah Yates
Arbitrator(s): Michael D. McDowell
Hearing Site: Pittsburgh, PA
17-0225603/16/2018Claimant(s): Randall Larson
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Steve Cervantes
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: St. Louis, MO

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