FINRA Awards for Allan E. Johnson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-04316	03/08/2013	Claimant(s): AR Capital Claimant Lawyers(s): Kevin J. O'Connor Respondent(s): Thomas Kubinsky, Lightstone Securities Respondent Lawyers(s): Joseph E. Teichman Arbitrator(s): Paul A. Merolla, Sidney N. Weiss, Allan E. Johnson Hearing Site: New York, NY
11-02213	12/12/2011	Claimant(s): James Schwantner Claimant Lawyers(s): James Schwantner Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): John Castelly, Kitoh Grey Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally Hearing Site: New York, NY
11-02649	10/21/2011	Claimant(s): Advanced Equities. Claimant Lawyers(s): Grant R. Cornehls Respondent(s): Frank Mazzola, Jared Carmel, Felix Investments LLC Respondent Lawyers(s): Barry M. Bordetsky, Catania Facher Arbitrator(s): Marguerite B. Filson, Stuart Rothenstein, Allan E. Johnson Hearing Site: New York, NY
08-01341	07/02/2010	Claimant(s): Stephen Ketchum Claimant Lawyers(s): Jonathan Sack Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Steven D. Hurd Arbitrator(s): Allan E. Johnson, Jay L. Zelesnick, Adam B. Lass Hearing Site: New York, NY
05-01488	10/26/2007	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Anthony DeMarco Respondent Lawyers(s): Grover S. Parnell Arbitrator(s): Sandor I. Rabkin, Allan E. Johnson Hearing Site: Boston, MA