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FINRA Awards for John Stewart

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0109004/11/2024Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Monroe Parker Securities., Woodstock Financial Group.
Respondent Lawyers(s): Alan Lipsky, William J. Raike
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
23-0101511/13/2023Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Craft Capital Management LLC, Woodstock Financial Group.
Respondent Lawyers(s): Barry Kiront, William J. Raike
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
22-0226409/28/2023Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Lisa Catalano, William A. Rome, Clive I. Morrick
Hearing Site: New York, NY
20-0310309/26/2022Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
19-0282704/28/2021Claimant(s): Mark Elko
Claimant Lawyers(s): John Stewart
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: New York, NY
20-0282302/19/2021Claimant(s): Faith Xenos
Claimant Lawyers(s): John Stewart
Respondent(s): MSEC
Respondent Lawyers(s): Susan Xouris
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
20-0008109/14/2020Claimant(s): William Gordon
Claimant Lawyers(s): John Stewart
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
19-0254703/02/2020Claimant(s): Steven Bonetto
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Charlotte, NC
19-0277402/25/2020Claimant(s): Robert Gilman
Claimant Lawyers(s): John Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
19-0060010/16/2019Claimant(s): Michael Olivia
Claimant Lawyers(s): John Stewart
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Donna Krouzman
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY

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