Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01069 | 01/21/2021 | Claimant(s): Brian Brennan Claimant Lawyers(s): Tosh Grebenik Respondent(s): MML Investors Services Respondent Lawyers(s): Elliott J. Stein Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 20-00828 | 12/23/2020 | Claimant(s): James Lombardo Claimant Lawyers(s): Tosh Grebenik Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00949 | 12/23/2020 | Claimant(s): Anil Jethmal Claimant Lawyers(s): Tosh Grebenik Respondent(s): Solid ISG Capital Markets, Westrock Advisors. Respondent Lawyers(s): Alexander Baltovski, Louis J. Rich Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY | ||
| 20-00010 | 11/06/2020 | Claimant(s): Roberto Trejo Claimant Lawyers(s): Tosh Grebenik Respondent(s): Client One Securities LLC Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | ||
| 20-00830 | 11/06/2020 | Claimant(s): MANUEL ROSE Claimant Lawyers(s): Tosh Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 20-00063 | 09/03/2020 | Claimant(s): Gabriel Taylor Claimant Lawyers(s): Tosh Grebenik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Diana Tabacopoulos Arbitrator(s): Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA | ||
| 20-00938 | 09/03/2020 | Claimant(s): Jeffrey Petrone Claimant Lawyers(s): Tosh Grebenik Respondent(s): MMC Securities LLC Respondent Lawyers(s): Francesca M. Lanpher Arbitrator(s): Christopher J. Klein Hearing Site: Boca Raton, FL | ||
| 19-02294 | 03/25/2020 | Claimant(s): Richard Conway Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 19-00094 | 08/19/2019 | Claimant(s): Tina Matthews Claimant Lawyers(s): Tosh Grebenik Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James Noblett Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 18-03296 | 06/19/2019 | Claimant(s): Natasha Lessard Claimant Lawyers(s): Tosh Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Gerard Belfort Arbitrator(s): Peter M Cosel Hearing Site: Boston, MA |