| 21-01978 | 05/09/2022 | Claimant(s): Anthony Leopizzi
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
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| 21-01382 | 01/21/2022 | Claimant(s): James McCoy, Joshua McCoy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 20-03431 | 11/05/2021 | Claimant(s): Huey Luu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Francis Vincent Dane
Hearing Site: Seattle, WA
| | |
| 20-02916 | 07/12/2021 | Claimant(s): Thomas Sharp
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
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| 20-02681 | 07/07/2021 | Claimant(s): Russell McLean
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
| | |
| 20-02734 | 07/01/2021 | Claimant(s): Damian Dering
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | |
| 20-02899 | 05/10/2021 | Claimant(s): Byron Studdard
Claimant Lawyers(s): Brian Luther
Respondent(s): American Portfolios Financial Srvs., Ameriprise Financial Services
Respondent Lawyers(s): Craig Vollono, Howard Klausmeier
Arbitrator(s): Gary E. Marcus
Hearing Site: Tampa, FL
| | |
| 20-03217 | 04/28/2021 | Claimant(s): William Hocutt
Claimant Lawyers(s): Anne T. Freeland
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Birmingham, AL
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| 20-02847 | 04/05/2021 | Claimant(s): Robert Feighan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 20-02598 | 03/23/2021 | Claimant(s): Christopher Petrik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
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