Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01391 | 12/19/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Jay Davis Respondent Lawyers(s): Jay Robert Davis Arbitrator(s): Ronald G. Johnson, C. Sumpter Logan, Edward J. Lynch Hearing Site: Dallas, TX | ||
| 14-02729 | 10/28/2016 | Claimant(s): Kazia Bekins Claimant Lawyers(s): Michael S. Taaffe Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Paul R. Harris Arbitrator(s): Randy R. Freedman, S. William Gersten, Jeanne Charles Wood Hearing Site: Boca Raton, FL | ||
| 16-00529 | 07/27/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Lawrence Bogar Respondent Lawyers(s): Lawrence K. Bogar Arbitrator(s): Neal D. Baker Hearing Site: Newark, NJ | ||
| 14-00929 | 05/17/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Chadwick Hargis Respondent Lawyers(s): Chadwick Lynn Hargis Arbitrator(s): Mark R. Topper Hearing Site: Orlando, FL | ||
| 16-00119 | 04/29/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Stephen Vaughan Respondent Lawyers(s): Stephen A. Vaughan Arbitrator(s): Hearing Site: Houston, TX | ||
| 15-01898 | 03/18/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Daniel Moniz Respondent Lawyers(s): Daniel J. Moniz Arbitrator(s): Frank Sanclemente Hearing Site: Boston, MA | ||
| 15-02760 | 03/17/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Richard Ewalt Respondent Lawyers(s): Richard Lee Ewalt Arbitrator(s): James A. Hayes Hearing Site: Baltimore, MD | ||
| 15-02041 | 12/24/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Michael Hampton Respondent Lawyers(s): Michael Dennis Hampton Arbitrator(s): John J. Flynn Hearing Site: San Francisco, CA | ||
| 15-01539 | 12/21/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Kristin Tuchman Respondent Lawyers(s): Kristin A. Tuchman Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 15-01897 | 12/17/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Geoffrey Murvin Respondent Lawyers(s): Geoffrey Murvin Arbitrator(s): Raymond E. Cornelius Hearing Site: Orlando, FL |