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FINRA Awards for Michael Hampton

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0204112/24/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Michael Hampton
Respondent Lawyers(s): Michael Dennis Hampton
Arbitrator(s): John J. Flynn
Hearing Site: San Francisco, CA
09-0279511/19/2009Claimant(s): Phyllis Mossman
Claimant Lawyers(s): Phyllis M. Mossman
Respondent(s): Wells Fargo Investments, Michael Hampton
Respondent Lawyers(s): Vanessa Hoffman
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
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