Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00051 | 08/03/2022 | Claimant(s): Steven Laporta Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 21-01912 | 03/28/2022 | Claimant(s): Julie Johnson Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, John Murphy Arbitrator(s): Philip J. Glick, Michael Jeffrey Norton, Gregory M. Scanlon Hearing Site: Denver, CO | ||
| 20-01977 | 02/11/2022 | Claimant(s): Bryan Montemurro Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Valic Financial Advisors. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 20-03005 | 10/13/2021 | Claimant(s): Andrew Burish Claimant Lawyers(s): William McC. Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 20-02840 | 10/06/2021 | Claimant(s): John Randolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 20-02929 | 10/05/2021 | Claimant(s): Thomas Brough Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 20-03003 | 07/14/2021 | Claimant(s): Christopher McGee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 20-02674 | 06/30/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-02644 | 05/28/2021 | Claimant(s): Zachary Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 20-03040 | 05/17/2021 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO |