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FINRA Awards for Chicago, IL

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Displaying 91-100 out of 408 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0011107/27/2021Claimant(s): Zbigniew Wojewnik
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Samantha Tesser Haimo
Arbitrator(s): Ray J. Grzebielski, Michael F. Jordan, Michael S. Gregory
Hearing Site: Chicago, IL
21-0016307/23/2021Claimant(s): Sean Falk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NT Securities LLC
Respondent Lawyers(s): Larry Nocek
Arbitrator(s): Charles Orlove
Hearing Site: Chicago, IL
20-0290207/19/2021Claimant(s): Robert Greulich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Equitable Life Assurance Society of
Respondent Lawyers(s): Alvin H. Fenichel
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
20-0268407/09/2021Claimant(s): Charles Lawless
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): Jeffrey Levine
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
20-0409107/09/2021Claimant(s): Steven LaPorta
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
20-0275507/01/2021Claimant(s): Adam Bramson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Larry Evert Carlson
Hearing Site: Chicago, IL
20-0314906/29/2021Claimant(s): Yulun Wu
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Mark W Solock
Hearing Site: Chicago, IL
20-0371806/24/2021Claimant(s): Trevor Wurtzebach
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Theodore W. Wrobleski, Susanne J. Hollander, Scott Miller
Hearing Site: Chicago, IL
20-0314706/23/2021Claimant(s): Brian Korienek, Justin Reppy
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
20-0147106/16/2021Claimant(s): Craig Pearlman
Claimant Lawyers(s): Jacob L. Kahn
Respondent(s): MMC Securities LLC
Respondent Lawyers(s): Benjamin Emmert
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL

408 Results

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