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FINRA Awards for UBS Financial Services Inc.

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Displaying 51-60 out of 991 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0201706/14/2024Claimant(s): Maria Torruella
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
23-0326306/14/2024Claimant(s): Michael O'keefe
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
23-0049406/13/2024Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
23-0286806/13/2024Claimant(s): Ankit Sahu
Claimant Lawyers(s): Peter Lindholm
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
23-0187706/12/2024Claimant(s): Rey Medina Velez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Russell Del Torro Parra
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
22-0259006/11/2024Claimant(s): Manuel Melendez
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Stuart K. Furman
Hearing Site: Boca Raton, FL
20-0247406/07/2024Claimant(s): James Rudwall
Claimant Lawyers(s): J. Samuel Tenenbaum
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael F. Braun
Arbitrator(s): Gregory G. Gocek, Susan L. Walker
Hearing Site: Chicago, IL
23-0190205/31/2024Claimant(s): Curt Hall
Claimant Lawyers(s): Clayton B. McCullough
Respondent(s): UBS Financial Services Inc., Mary Reid
Respondent Lawyers(s): D. Randle Moody
Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay
Hearing Site: Columbia, SC
23-0272205/30/2024Claimant(s): Sneha Mahajan
Claimant Lawyers(s): James P. Galvin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
23-0090805/28/2024Claimant(s): Anita Brennan
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR

991 Results

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