| 18-01718 | 11/12/2018 | Claimant(s): Federico Sanchez
Claimant Lawyers(s): Alise Johnson Henry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
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| 18-00714 | 11/05/2018 | Claimant(s): Nicholas Tagliarino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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| 15-02079 | 10/23/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): S. Creekbaum
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Debra Black Leo, Charles Lange Clark, Emily Sides Bonds
Hearing Site: Birmingham, AL
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| 18-01181 | 10/23/2018 | Claimant(s): Eric Diton
Claimant Lawyers(s): Amy B. Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
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| 17-01567 | 10/19/2018 | Claimant(s): Audra Olsen
Claimant Lawyers(s): Benjamin J. Casilio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): Joyce Diane Campbell Priveterre
Hearing Site: Rochester, NY
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| 16-01675 | 10/18/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Anthony Mazzo
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Gloria O. North, Steven G. Montesi, Mark Joseph Mugnaini
Hearing Site: Boca Raton, FL
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| 17-03144 | 10/18/2018 | Claimant(s): Lashel Lentz
Claimant Lawyers(s): Armin Sarabi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Charles Orlove
Hearing Site: Milwaukee, WI
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| 18-00741 | 10/18/2018 | Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
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| 18-02387 | 10/15/2018 | Claimant(s): Christopher Pfaff
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 18-01757 | 10/10/2018 | Claimant(s): Edgardo Ferrer
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
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