| 18-00092 | 12/24/2018 | Claimant(s): Ariel Bobroff, Gary Davis, William Tarrab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 18-00947 | 12/20/2018 | Claimant(s): Jeffrey Swett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rafael E. Rosario
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
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| 16-02323 | 12/19/2018 | Claimant(s): Robert Mulholland
Claimant Lawyers(s): John D. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Eugene Scalia
Arbitrator(s): William H. Morley, Anna Lascar, Rebecca Ann Berlow
Hearing Site: New York, NY
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| 18-00488 | 12/19/2018 | Claimant(s): Michael Poutre
Claimant Lawyers(s): Isabelle Kountz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
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| 18-00147 | 12/06/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Timothy D. Gronewold
Respondent(s): Ronan Cox
Respondent Lawyers(s): Ronan David Cox
Arbitrator(s): Nicholas J. Donohue, Donna Christina Chin, Carol Maria Luttati
Hearing Site: New York, NY
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| 18-00405 | 12/04/2018 | Claimant(s): Sonny Gulati
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
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| 18-00836 | 11/28/2018 | Claimant(s): Robert Black
Claimant Lawyers(s): Steven J. Berry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 18-01301 | 11/21/2018 | Claimant(s): Jason Zilveti
Claimant Lawyers(s): Hillary Darnell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ
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| 18-01332 | 11/19/2018 | Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): Simon M. Levy, Timothy N. Will
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
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| 18-00970 | 11/13/2018 | Claimant(s): Ford Howell
Claimant Lawyers(s): Hillary A. Darnell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
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