Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02919 | 08/01/2022 | Claimant(s): William Hunt Claimant Lawyers(s): Zachary Morse Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | ||
| 22-00435 | 07/22/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Neil S. Baritz Respondent(s): Donald Heitz Respondent Lawyers(s): Donald Leon Heitz Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL | ||
| 21-02785 | 06/10/2022 | Claimant(s): Christopher Sivley Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Mitchel Weiss Hearing Site: Jacksonville, FL | ||
| 21-01103 | 02/07/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Henry Moore Respondent Lawyers(s): Henry Keith Moore Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL | ||
| 20-00928 | 11/24/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Julian Pace Respondent Lawyers(s): Jarrod J. Malone Arbitrator(s): Langfred W. White, Cindy L. Anderson, Barry Allen Barr Hearing Site: Jacksonville, FL | ||
| 20-03790 | 10/19/2021 | Claimant(s): Mary LaPlante Claimant Lawyers(s): Mary LaPlante Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul R. Klein Arbitrator(s): Kenneth R. Starr, Brian Michael Kane, Niels Patrick Murphy Hearing Site: Jacksonville, FL | ||
| 19-03256 | 08/09/2021 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Ginamarie Schembre Respondent Lawyers(s): Gina Schembre Arbitrator(s): Amanda M. Cole Hearing Site: Jacksonville, FL | ||
| 20-02955 | 05/24/2021 | Claimant(s): William Tomes Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Martin M. Van Luven Hearing Site: Jacksonville, FL | ||
| 20-02216 | 04/08/2021 | Claimant(s): Mark Dutram Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-02561 | 04/01/2021 | Claimant(s): Bertin Stuckart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL |