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FINRA Awards for AXA Advisors

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Displaying 11-20 out of 67 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0120312/15/2020Claimant(s): Mark Dolfis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
20-0095712/04/2020Claimant(s): Maurice Acriche
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
20-0137511/23/2020Claimant(s): Steven Howell
Claimant Lawyers(s): Stephan Louviere
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
20-0008709/04/2020Claimant(s): Thomas Vandoorne
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): AXA Advisors
Respondent Lawyers(s): Lynnette Cortes Mhatre
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
20-0067808/24/2020Claimant(s): Lynda Martinsen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Michael D. McDowell
Hearing Site: Buffalo, NY
19-0348007/17/2020Claimant(s): Paul Rutkowski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
19-0135806/16/2020Claimant(s): Ferdinand Ruplin
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): AXA Advisors, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
19-0319206/02/2020Claimant(s): Rex Emery
Claimant Lawyers(s): Michael Bessette
Respondent(s): AXA Advisors
Respondent Lawyers(s): Lynnette Cortes Mhatre
Arbitrator(s): Susan L. Walker
Hearing Site: Denver, CO
19-0089505/05/2020Claimant(s): Ramses Visher
Claimant Lawyers(s): Ramses David Visher
Respondent(s): AXA Advisors
Respondent Lawyers(s): Michael P. Bryant
Arbitrator(s): Elliott Finkel, Thomas R. Watkins, Elizabeth June Fehmel
Hearing Site: Los Angeles, CA
19-0102503/12/2020Claimant(s): Anthony Lubrano
Claimant Lawyers(s): Joel S. Forman
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA

67 Results

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