| 12-01451 | 02/04/2013 | Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian Frimet
Respondent(s): James Webb, Larry Yager, Michael Lovett, Paul Nardella, Cape Securities Inc.
Respondent Lawyers(s): John A. Fortuna, Ron Amato
Arbitrator(s): Michael J. McAllister, Marilyn J. Salzman, Ernesto V. Luzzatto
Hearing Site: New York, NY
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| 10-03704 | 11/23/2011 | Claimant(s): Newedge USA
Claimant Lawyers(s): Perry M. Amsellem
Respondent(s): Patrick Knoell
Respondent Lawyers(s): Joshua Parkhurst
Arbitrator(s): David S. Billet, Nancy S. Gerber, Marilyn J. Salzman
Hearing Site: New York, NY
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| 09-03681 | 10/08/2010 | Claimant(s): Shanawaz Basith
Claimant Lawyers(s): Catherine E. Anderson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Marilyn J. Salzman, Peter A. Goldman, Alan Gradzki
Hearing Site: New York, NY
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| 08-03221 | 04/24/2009 | Claimant(s): Song Sop Choe
Claimant Lawyers(s): Song Sop Choe
Respondent(s): Fordham Financial Management.
Respondent Lawyers(s): Christopher S. Mattei
Arbitrator(s): Marilyn J. Salzman, Alice J. P. Lee-Getman, Arthur Best
Hearing Site: New York, NY
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| 08-01286 | 03/25/2009 | Claimant(s): Michael Pickholz
Claimant Lawyers(s): Robert Heim
Respondent(s): ThinkEquity Partners LLC
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, J. Julie Jason
Hearing Site: New York, NY
| | |
| 06-00492 | 11/19/2007 | Claimant(s): Austin, Hatch & Smith
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Elizabeth Jones, Susan Simon
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Marilyn J. Salzman, Alan R. Sloate, Sheila D. Collins
Hearing Site: New York, NY
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| 07-00886 | 10/29/2007 | Claimant(s): Empire Financial Group.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): David Mikhlin
Respondent Lawyers(s): Raymond D. Radow
Arbitrator(s): Stanley F. Meyerson, Arnold L. Goren, Marilyn J. Salzman
Hearing Site: New York, NY
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