| 23-00625 | 09/15/2023 | Claimant(s): Kirk Badii
Claimant Lawyers(s): Stephan Louviere
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
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| 22-02748 | 08/23/2023 | Claimant(s): Frederick Kort
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
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| 22-02282 | 07/25/2023 | Claimant(s): Christian Searcy
Claimant Lawyers(s): Craig Stein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Marc S. Dobin, David P. Slater, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
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| 22-02990 | 07/25/2023 | Claimant(s): Adam Udy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Las Vegas, NV
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| 22-02295 | 07/18/2023 | Claimant(s): Cynthia Farnsworth
Claimant Lawyers(s): Linda D. Friedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Sal Presti
Hearing Site: Milwaukee, WI
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| 22-02723 | 06/28/2023 | Claimant(s): Frederick Kort
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
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| 23-00225 | 06/15/2023 | Claimant(s): Eric Yamin
Claimant Lawyers(s): David E. Robbins
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Madelyn A. Levy, Edward W. Morris, Gerald M. Levine
Hearing Site: New York, NY
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| 22-02256 | 05/23/2023 | Claimant(s): Martin Petela
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Buckman, Buckman & Reid., Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski, John Murphy
Arbitrator(s): Richard W. Vallario, Steven Gary Leventhal, Samuel A. Pilcer
Hearing Site: New York, NY
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| 22-02039 | 05/05/2023 | Claimant(s): Steven Lewine
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
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| 22-02319 | 05/03/2023 | Claimant(s): Timothy Kneen
Claimant Lawyers(s): James P Galvin
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, John Murphy
Arbitrator(s): Leonard Arthur Nelson, Tosh Daniel Grebenik, Matthew Stalcup
Hearing Site: Denver, CO
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