| 23-02955 | 06/25/2024 | Claimant(s): Kaled Khaznehkatbi
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 22-02917 | 03/07/2024 | Claimant(s): Michel White
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 20-04183 | 04/25/2022 | Claimant(s): Aaron Veldheer, Douglas Kadison, Mark Ghafari
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 21-02046 | 03/03/2022 | Claimant(s): Gurveer Mann
Claimant Lawyers(s): Zachary Morse
Respondent(s): Foresters Financial Services.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 21-01406 | 02/23/2022 | Claimant(s): Elinor Ho
Claimant Lawyers(s): Tad Burton
Respondent(s): Vestax Securities Corporation
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 19-00017 | 08/18/2021 | Claimant(s): Elizabeth Silver, Jason Geisz, Raymond Biswanger, Robert Alati
Claimant Lawyers(s): David M. Foster
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue, Wayne Carl Hallquist, Timothy Guerriero
Hearing Site: Detroit, MI
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| 20-03008 | 07/23/2021 | Claimant(s): Michael Wallace
Claimant Lawyers(s): Chelsea Masters
Respondent(s): USAllianz Securities.
Respondent Lawyers(s): Devin W. Bone
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 20-03225 | 02/26/2021 | Claimant(s): Joseph Mackey
Claimant Lawyers(s): Sarah K. Yates
Respondent(s): Cambridge Investment Research., MKD Wealth Coaches
Respondent Lawyers(s): Richard H. Kuhlman, Tim Mrock
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 20-00491 | 02/24/2021 | Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 20-00726 | 11/25/2020 | Claimant(s): Russell Strickler
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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