20-00916 | 12/14/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig Stein Respondent(s): David Cohen Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Robert G. Geeseman, Isadora Velazquez-Rivas, Bradley Scott Goldfarb Hearing Site: Boca Raton, FL
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11-00929 | 02/07/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Willard Phillips Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Arthur L. Sirkin, John Morris Hudson Hearing Site: Jacksonville, FL
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10-03230 | 12/29/2011 | Claimant(s): Barbara Sanborn Claimant Lawyers(s): Jeffrey L. Cox Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Marilyn G. Moran Arbitrator(s): Gloria O. North, Mary H. Cory, Judith Ann Ripps Hearing Site: Boca Raton, FL
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08-04196 | 02/17/2010 | Claimant(s): SMH Capital. Claimant Lawyers(s): Andrew R. Harvin Respondent(s): Louis Berkowitz Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Kalman J. Lester, Gary Paul Whorton, Eugene D. Mirabello Hearing Site: Boca Raton, FL
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08-04195 | 01/25/2010 | Claimant(s): SMH Capital. Claimant Lawyers(s): Andrew R. Harvin Respondent(s): Alan Pacella Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Robert K. Ruskin, Richard Andrew Cahlin, Lisa Marie Macci Hearing Site: Boca Raton, FL
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07-00130 | 03/17/2009 | Claimant(s): Duane Winchester, Fahrudin Sinanaj, John Suh, Tyre Newsome Claimant Lawyers(s): Jeffrey L. Cox Respondent(s): Maxim Group LLC Respondent Lawyers(s): Lawrence R. Sandak Arbitrator(s): Hilary B. Miller, Mary Noe, Keith Roberts Hearing Site: New York, NY
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06-04252 | 12/15/2008 | Claimant(s): Michael Cohen Claimant Lawyers(s): Jeffrey L. Cox Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Joseph J. Sullivan Arbitrator(s): Guy K. Stewart, Martin A. Feigenbaum, Bernice Leah Stander Hearing Site: Boca Raton, FL
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07-03330 | 12/12/2008 | Claimant(s): Jefferson Pilot Securities Corp. Claimant Lawyers(s): William Zeena Respondent(s): Michael Cohen Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Roy B. Gonas, Syma S. Kasdin, Berthold T. Berkwich Hearing Site: Boca Raton, FL
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