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FINRA Awards for Kent L. Benziger

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0172309/11/2023Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
20-0393108/25/2021Claimant(s): Jaime Carvallo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Sutton Advisors
Respondent Lawyers(s): Robert A. Giacovas
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
20-0166402/04/2021Claimant(s): Jeffrey Diamond, Zachary Morris
Claimant Lawyers(s): Eugene L. Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas M. Amadio, Josian Antoine, Kent L. Benziger
Hearing Site: New York, NY
18-0135405/08/2019Claimant(s): David Reuben
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beekman
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
16-0289604/26/2019Claimant(s): Keith Styrcula
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Scotia Capital (Usa) Inc.
Respondent Lawyers(s): Steven Paradise
Arbitrator(s): Daniel F. Morrissey, Kent L. Benziger, Susan Romano
Hearing Site: New York, NY
12-0239205/22/2017Claimant(s): Kyle Rusconi, Namuk Cho
Claimant Lawyers(s): David B. Wechsler
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Kent L. Benziger
Hearing Site: New York, NY

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