FINRA Awards for Kent L. Benziger

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02485	12/19/2023	Claimant(s): William Repicci, The William J. Repicci IRA, The William J. Repicci Roth IRA Claimant Lawyers(s): Dietrich Peter Epperson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY		$0
18-00449	11/08/2019	Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Wells Fargo Clearing Services, Robert Greene Respondent Lawyers(s): Demian Betz Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger Hearing Site: New York, NY		$0
17-02425	12/05/2018	Claimant(s): Eugene Gennarelli Claimant Lawyers(s): Adam Gana Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Kent L. Benziger, Jay Alan Kranis Hearing Site: New York, NY		Expungement
18-01690	11/29/2018	Claimant(s): Tastyworks. Claimant Lawyers(s): John J. Muldoon Respondent(s): Soo Park Respondent Lawyers(s): Soo Park Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY		$0
99-03196	09/12/2007	Claimant(s): Estate of Edward A. Cantor Claimant Lawyers(s): Michael M. Cantor Respondent(s): Jeffrey Grayson, Gibraltar Securities Co., Equitable Distributors., Hartford Insurance Co. Respondent Lawyers(s): Matthew Farley Arbitrator(s): Philip M. Mandel, Kenneth L. Stewart, Kent L. Benziger Hearing Site: New York, NY		$0