| 15-03306 | 05/04/2016 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Thipp Ratsaboutseua
Respondent Lawyers(s): Thipp Ratsaboutseua
Arbitrator(s): John R. Loss
Hearing Site: St. Louis, MO
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| 15-03327 | 04/14/2016 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Cody
Respondent Lawyers(s): Stephen Z. Frank
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
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| 15-00942 | 03/23/2016 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Michael Carlo
Respondent Lawyers(s): Michael Carlo
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 10-00817 | 09/29/2015 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Steven Ipp
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster
Hearing Site: Boca Raton, FL
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| 13-02138 | 06/10/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Matthew Beninato
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
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| 12-02689 | 06/02/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Duc Tran, Gary Wei, Richard McKusick
Respondent Lawyers(s): Catania T. Facher, G. Thomas Fleming
Arbitrator(s): Ronald L. Cameron, Marvin B. Karelitz, David Pierce Lyon
Hearing Site: Los Angeles, CA
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| 09-02278 | 07/01/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Anthony Orefice
Respondent Lawyers(s): Robert D. Kraus
Arbitrator(s): James M. Baumann, Patrick J. Howley, Edward W. Morris
Hearing Site: New York, NY
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| 09-07135 | 02/22/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Costa
Respondent Lawyers(s): Michael J. McShea
Arbitrator(s): W. Sean Kelleher, Elena M. Colianni, George H. Perich
Hearing Site: Pittsburgh, PA
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| 09-00492 | 09/30/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Avelino Cortina
Respondent Lawyers(s): Dana Robinson
Arbitrator(s): Fred T. Kallet, James D. Knotter, Katherine Jane Morris
Hearing Site: San Diego, CA
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| 09-03398 | 07/06/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Donald Paul
Respondent Lawyers(s): D. Westbrook Doss
Arbitrator(s): James Stephen Jones, Donald R. Winton, Royce Alan Burns
Hearing Site: Little Rock, AR
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