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FINRA Awards for Donald Theodore Ryce

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0100904/07/2020Claimant(s): Michael Hamze
Claimant Lawyers(s): Michael Zafer Hamze
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Stephanie L. Adler-Paindiris
Arbitrator(s): Donald Theodore Ryce, Andrew Jay Kohan, Deborah Rachel Beylus
Hearing Site: Boca Raton, FL
16-0343312/18/2018Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jill L. Rosenberg
Respondent(s): James Webb
Respondent Lawyers(s): James Daniel Webb
Arbitrator(s): William E. Schneider, Michael S. Davidoff, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
16-0240210/17/2018Claimant(s): Cecelia Darden
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Donald Theodore Ryce, Brian Arthur Rubino, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
17-0194603/26/2018Claimant(s): Michael Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Securities Service Network.
Respondent Lawyers(s): Robert M. Rudnicki, Ronald T. Klimas
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
16-0257311/20/2017Claimant(s): Cheryl Coble
Claimant Lawyers(s): Robert K. Michael
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
15-0331808/29/2017Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Bruce K. Isenberg, Donald Theodore Ryce, Jay Eng
Hearing Site: Boca Raton, FL
15-0346306/05/2017Claimant(s): Paul Blum
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Robert J. Buchner, Donald Theodore Ryce, Justin M. Moore
Hearing Site: Boca Raton, FL
15-0084506/24/2016Claimant(s): Jean Hernandez-Rosales
Claimant Lawyers(s): Anibal Escanellas-Rivera
Respondent(s): Santander Securities Corporation, Santander Securities LLC
Respondent Lawyers(s): Carlos George, Cristina S. Tamayo Perez
Arbitrator(s): Donald Theodore Ryce, Jaime Rosario, Hector R. Diaz-Olmo
Hearing Site: San Juan, PR
14-0331506/09/2016Claimant(s): Scott Storick
Claimant Lawyers(s): Howard W. Poznanski
Respondent(s): Dustin Bezalel, Gil Cohen, Susan Palen, Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Carol A. Field, Mark E. Zelek
Arbitrator(s): Ronald F. Rohe, Alice J. Johnson, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
10-0081709/29/2015Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Steven Ipp
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster
Hearing Site: Boca Raton, FL

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