| 18-04321 | 08/13/2019 | Claimant(s): Eric Veve
Claimant Lawyers(s): Michael Bessette
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | |
| 17-02847 | 04/23/2019 | Claimant(s): Daniel Alivernini
Claimant Lawyers(s): Brittany Weiner
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): David W. Erb
Arbitrator(s): William F. Skewes, Samuel L. McClaren, John Jerold Barrett
Hearing Site: Denver, CO
| | |
| 16-03108 | 04/18/2018 | Claimant(s): Derek Eichenwald
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | |
| 11-01138 | 12/12/2012 | Claimant(s): William Mulvey
Claimant Lawyers(s): William James Mulvey
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Helen E. Tuttle
Arbitrator(s): William F. Skewes, Martha Jeanne Wilcoxson, Richard Djokic
Hearing Site: Salt Lake City, UT
| | |
| 11-02800 | 01/27/2012 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Seth A Miller
Respondent(s): Candice Hutton
Respondent Lawyers(s): Candice Joy Hutton
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | |
| 10-03939 | 11/02/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Ralph Jones
Respondent Lawyers(s): Krista L. Tushar
Arbitrator(s): William F. Skewes, Martin M. Berliner, James J. Ashe
Hearing Site: Denver, CO
| | |
| 08-04581 | 05/28/2009 | Claimant(s): Stewart Mcfadden
Claimant Lawyers(s): Stewart McFadden
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | |
| 07-02699 | 03/31/2009 | Claimant(s): Richard Blanco
Claimant Lawyers(s): Otto K. Hilbert
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): William F. Skewes, Thomas Marston Haskins, Gregory P. Lembree
Hearing Site: Denver, CO
| | |
