| 11-02023 | 02/01/2012 | Claimant(s): Wilburn Hudson
Claimant Lawyers(s): Wilburn J. Hudson
Respondent(s): Edward Jones
Respondent Lawyers(s): J. Steven Parker
Arbitrator(s): Kenneth R. Woods, Robert L. Lestina, John F. Allgood
Hearing Site: Atlanta, GA
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| 10-00226 | 01/30/2012 | Claimant(s): Kevin Solik
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Frederick T. Smith
Arbitrator(s): Clare R. Goldfarb, E. Trice Laird, John D. Mattingly
Hearing Site: Atlanta, GA
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| 11-02654 | 01/11/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Steven Wright
Respondent Lawyers(s): Timothy W. Boyd
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
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| 10-01557 | 12/27/2011 | Claimant(s): Stephen Colavito
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Nicholas H. De Baun
Arbitrator(s): Kenneth R. Woods, Carrie E. Wisniewski, Marian Cover Dockery
Hearing Site: Atlanta, GA
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| 11-01340 | 12/20/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Blake Richards
Respondent Lawyers(s): Blake Bancroft Richards
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
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| 09-05335 | 12/13/2011 | Claimant(s): Nicholas Stefanis
Claimant Lawyers(s): James R. Hubbard
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Chandler R Bridges, George S. Willingham, Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 10-03268 | 11/18/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): David Crook
Respondent Lawyers(s): David Crook
Arbitrator(s): Arthur L. Tepper
Hearing Site: Atlanta, GA
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| 10-02076 | 11/11/2011 | Claimant(s): First Allied Securities.
Claimant Lawyers(s): Anne K Yannakakis
Respondent(s): David Reneau
Respondent Lawyers(s): Ron S. Iddins
Arbitrator(s): Robert H. Putnam, David K. Weiskircher, Judith Stilz Ogden
Hearing Site: Atlanta, GA
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| 11-01495 | 10/19/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
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| 10-04102 | 10/11/2011 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Kenneth Wingerter
Respondent Lawyers(s): Kenneth S. Wingerter
Arbitrator(s): Patricia A. Renovitch, Joseph J. Castro, Arthur P. Barry
Hearing Site: Atlanta, GA
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