Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03700 | 12/22/2014 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Gene L. Small Respondent(s): Respondent Lawyers(s): Arbitrator(s): James R. McGuone, Royce Alan Burns, Charles E. White Hearing Site: Atlanta, GA | ||
| 13-01556 | 10/27/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Keith J Barnett Respondent(s): George Claussen Respondent Lawyers(s): James S. V. Weston Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 14-00677 | 09/18/2014 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Hartsook Respondent(s): Respondent Lawyers(s): Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 13-00425 | 08/29/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Keith Barnett Respondent(s): Hyung Cheoun Respondent Lawyers(s): Hyung Sik Cheoun Arbitrator(s): Chandler R Bridges Hearing Site: Atlanta, GA | ||
| 13-02560 | 07/15/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Derek D'alonzo Respondent Lawyers(s): Derek Rudolf D'alonzo Arbitrator(s): John D. Mattingly Hearing Site: Atlanta, GA | ||
| 13-01509 | 04/15/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): R. Rhett Owens Respondent(s): Frank Quartararo Respondent Lawyers(s): Frank Anthony Quartararo Arbitrator(s): R. Van Young Hearing Site: Atlanta, GA | ||
| 13-00461 | 04/11/2014 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Leo Kogan Respondent(s): Jeremy Tintle Respondent Lawyers(s): Jeremy Gerald Tintle Arbitrator(s): Karla Y. Vogel, Henry W. Grady, Robert A. Dean Hearing Site: Atlanta, GA | ||
| 13-02534 | 03/11/2014 | Claimant(s): William Spalding Claimant Lawyers(s): Stephen E. Hudson Respondent(s): Securities America. Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Daniel H. Yaffe, Richard S. Zaifert, Laura A. Ledford Hearing Site: Atlanta, GA | ||
| 13-00242 | 02/28/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Andrew R. Park Respondent(s): Robert Sullivan Respondent Lawyers(s): Robert Roger Sullivan Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA | ||
| 11-03138 | 02/06/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Mark Passalacqua Respondent Lawyers(s): Frank A. Lightmas Arbitrator(s): James G. Killough, Robert G. Brunton, Robert A. Dean Hearing Site: Atlanta, GA |