Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02118 | 12/09/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Aileen D'Agostino Respondent Lawyers(s): Aileen D'Agostino Arbitrator(s): Roman S. Gribbs Hearing Site: Detroit, MI | ||
| 10-05120 | 11/17/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Patrick Broderick Respondent Lawyers(s): Patrick Broderick Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 10-05207 | 08/30/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Michael Leake Respondent Lawyers(s): Bryce H. Bennett Arbitrator(s): James L. Karpen Hearing Site: Detroit, MI | ||
| 11-00944 | 08/12/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Gary Sargent Respondent Lawyers(s): Stuart H. Deming Arbitrator(s): Benjamin A. Kerner Hearing Site: Detroit, MI | ||
| 10-02482 | 08/09/2011 | Claimant(s): Renee VanAssche Claimant Lawyers(s): Gregory R. Piche Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Eric S. Richards Arbitrator(s): Mark Scarr, James Patrick Graven, Charles Brooks Begg Hearing Site: Detroit, MI | ||
| 10-01371 | 08/01/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Shane Springman, William Brennan Respondent Lawyers(s): David M. Foster Arbitrator(s): Stuart Sinai Hearing Site: Detroit, MI | ||
| 10-01921 | 07/12/2011 | Claimant(s): Claimant Lawyers(s): Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Roland L. Olzark, Earlene R. Baggett-Hayes, Howard T.D. Spence Hearing Site: Detroit, MI | ||
| 10-05254 | 06/17/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Hugh Blake-Thomas III Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Barry Goldman Hearing Site: Detroit, MI | ||
| 10-05043 | 05/20/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Linda Lawson Respondent Lawyers(s): Linda S. Lawson Arbitrator(s): Stephen D Kursman Hearing Site: Detroit, MI | ||
| 10-04363 | 04/20/2011 | Claimant(s): Ismail Jamoua Claimant Lawyers(s): Ismail Jamoua Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Scott R. Koch Arbitrator(s): James L. Karpen Hearing Site: Detroit, MI |