Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02614 | 07/19/2024 | Claimant(s): Spencer Warn Claimant Lawyers(s): Colin D. Gerish Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 23-01224 | 01/23/2024 | Claimant(s): Jason Franklin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Leonard & Company Respondent Lawyers(s): Dainforth French Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 23-00099 | 12/11/2023 | Claimant(s): Greggory Keele Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 23-01038 | 09/22/2023 | Claimant(s): Kyle Schiffler Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 23-00202 | 09/13/2023 | Claimant(s): Ryan Wold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 22-01742 | 04/03/2023 | Claimant(s): David Wilson Claimant Lawyers(s): Samantha Pastor Respondent(s): Robert W. Baird & Co. Incorporated, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Todd A. Holleman Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 22-00239 | 09/29/2022 | Claimant(s): Kevin Mann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 22-00279 | 09/15/2022 | Claimant(s): David McGill Claimant Lawyers(s): Robert L. Gonser Respondent(s): Parkland Securities Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Carl E. Ver Beek, Robert David Epstein, David Joseph Remondini Hearing Site: Indianapolis, IN | ||
| 21-02962 | 08/05/2022 | Claimant(s): Jeffrey Gollehon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carl E. Ver Beek Hearing Site: Cleveland, OH | ||
| 21-02047 | 03/21/2022 | Claimant(s): Gurveer Mann Claimant Lawyers(s): Zachary Morse Respondent(s): Signator Investors. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI |