| 11-02557 | 08/29/2011 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christoper A. Pickett
Respondent(s): Joseph Emily, Judson Doster, Morgan Stanley, Richard Phelan
Respondent Lawyers(s): M. Travis Foust, Michael D. Bressan
Arbitrator(s): Robert H. Putnam, Robert C. Port, Joseph Keith Lombino
Hearing Site: Atlanta, GA
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| 11-01130 | 08/26/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Jon Reyerson
Respondent Lawyers(s): Clayton D. Halunen
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
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| 10-03974 | 08/23/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Brian R. Mills
Respondent(s): William Griffin
Respondent Lawyers(s): R. Hal Meeks
Arbitrator(s): Robert H. Putnam, Patrick L. Bellantoni, Andy W. Morgan
Hearing Site: Atlanta, GA
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| 10-04538 | 08/18/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Walter Katai
Respondent Lawyers(s): Walter Michael Katai
Arbitrator(s): Mary Margaret Bush
Hearing Site: Reno, NV
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| 10-01749 | 08/17/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Ronald Barton
Respondent Lawyers(s): Fredrick D. Huebner
Arbitrator(s): Robert E. Meston, G. E. Craig Doupe, Lisa E. Schuchman
Hearing Site: Seattle, WA
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| 11-01345 | 08/17/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jonathan Benham
Respondent Lawyers(s): Jonathan Benham
Arbitrator(s): Frances D. Sheehy
Hearing Site: Ft. Lauderdale, FL
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| 10-01687 | 07/29/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jeffrey I Kohn
Respondent(s): Morgan Stanley & Co., Mark Mensack, Peter Prunty, Richard Maratea
Respondent Lawyers(s): James C Shah, Jeffrey I Kohn
Arbitrator(s): E. William Pastor, David B. Harwi, Michael J. Garry
Hearing Site: Philadelphia, PA
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| 10-00806 | 07/19/2011 | Claimant(s): Steven Auxter
Claimant Lawyers(s): Jon J. Pinney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): James A. Laurenson, Gregory P. Szuter, Mary K. Flask
Hearing Site: Cleveland, OH
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| 11-00435 | 07/14/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): William Creamer
Respondent Lawyers(s): William George Creamer
Arbitrator(s): Irving A. Chesler
Hearing Site: Minneapolis, MN
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| 10-03345 | 07/06/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Stuart Pearl
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Donald W. Cohen
Hearing Site: Chicago, IL
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