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FINRA Awards for Morgan Stanley

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Displaying 711-720 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0547312/21/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Larry Kurschner
Respondent Lawyers(s): Larry Scott Kurschner
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
11-0240712/21/2011Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Albert Krauza
Respondent Lawyers(s): Albert J Krauza
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
11-0319312/21/2011Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
10-0439312/20/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Steven Glasberg
Respondent Lawyers(s): Steven L. Glasberg
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
11-0221312/12/2011Claimant(s): James Schwantner
Claimant Lawyers(s): James Schwantner
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly, Kitoh Grey
Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally
Hearing Site: New York, NY
10-0484511/25/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Kevin Kelly
Respondent Lawyers(s): Maureen S. Binetti
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
10-0420811/21/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eli Kirschner
Respondent(s): Christian Habitz
Respondent Lawyers(s): Sarah Allison
Arbitrator(s): David A. Youngerman
Hearing Site: Chicago, IL
10-0457211/15/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Jay Korff
Respondent Lawyers(s): Andrea Mobilia
Arbitrator(s): Roger L. Crossland
Hearing Site: Boston, MA
10-0482210/26/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Amarjeet Singh
Respondent Lawyers(s): Amarjeet Singh
Arbitrator(s): Donald W. Cohen
Hearing Site: Chicago, IL
10-0149310/14/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): David Lee
Respondent(s): Bruce Osborne
Respondent Lawyers(s): Kenneth W. Baisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA

784 Results

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