| 13-01863 | 11/14/2014 | Claimant(s): Barry Toole
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): William F. Glaser, Thomas R. Carlsen, Shannon Nicole Boyd
Hearing Site: Tampa, FL
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| 13-03726 | 10/09/2014 | Claimant(s): Kenneth Brown
Claimant Lawyers(s): Kenneth William Brown
Respondent(s): TD Ameritrade Clearing., John Ricketts
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): G. Robert Abrams, Steven Gerard Goerke, Daniel Joseph Chiodo
Hearing Site: Boca Raton, FL
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| 11-00697 | 02/24/2012 | Claimant(s): Jonathan DeJulio
Claimant Lawyers(s): Jonathan D. DeJulio
Respondent(s): Evan Shear, Walter Crossley
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): William H. Steinbrenner, Alun Hywel Jones, Alan E. Linden
Hearing Site: Orlando, FL
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| 11-01523 | 11/17/2011 | Claimant(s): Michael Williamson
Claimant Lawyers(s): A. Andrew OBeidy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Monroe Mitchel, Robert K. Ruskin, Howard L. Conklin
Hearing Site: Ft. Lauderdale, FL
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| 10-02050 | 03/08/2011 | Claimant(s): Byron Meads, John Wyllys, Max Manack
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Milton and Dorothy Aronowitz
Respondent Lawyers(s): Scott L. Silver
Arbitrator(s): Robert B. Kane, Frances D. Sheehy, Charles Hoffman
Hearing Site: Boca Raton, FL
| | Expungement |
| 07-02664 | 03/18/2009 | Claimant(s): Capital Growth Financial
Claimant Lawyers(s): Michael Jacobs
Respondent(s): Gregg Nussbaum, First American Capital & Trading Corp.
Respondent Lawyers(s): Marc S. Dobin, Neil S. Baritz
Arbitrator(s): Jeffrey C. Thompson, Joel Margolies, Edward J. Gordon
Hearing Site: Boca Raton, FL
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| 08-00976 | 02/26/2009 | Claimant(s): Jason Reitelman
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Noble International Investments.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Howard I. Ralby, Alice J. Johnson, Mitchell F. Colen
Hearing Site: Boca Raton, FL
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| 05-05322 | 11/11/2008 | Claimant(s): Ehrenkrantz King Nussbaum
Claimant Lawyers(s): Anthony Ottimo
Respondent(s): Anthony Ottimo, Edward Short, George Tamborello, Robert Ciaccio, Thomas Giugliano, Thomas O'Neill, Empire Financial Group Inc.
Respondent Lawyers(s): George M. Tamborello, Neil S. Baritz, Robert M. Bursky
Arbitrator(s): Henry F. Minnerop, Carroll E. Neesemann, Michael E. Silverman
Hearing Site: New York, NY
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