Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03744 | 05/27/2020 | Claimant(s): Robert Lucarelli Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Thomas M. Madden Hearing Site: Hartford, CT | ||
| 18-04317 | 11/08/2019 | Claimant(s): Tomas Velken Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Barry Goldman Hearing Site: Detroit, MI | ||
| 19-00679 | 10/02/2019 | Claimant(s): Marie Colbert Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Gayle B. Carlson Hearing Site: Tampa, FL | ||
| 18-02399 | 03/26/2019 | Claimant(s): Jahn Gazder Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Michael J. Meeusen Hearing Site: Cincinnati, OH | ||
| 18-02309 | 01/21/2019 | Claimant(s): Carolyn Song-Pegg Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Matthew R. Byrne Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 18-00483 | 01/17/2019 | Claimant(s): Andrew Perri Claimant Lawyers(s): Armin Sarabi Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 18-00896 | 11/06/2018 | Claimant(s): Keith Nast Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 18-01880 | 10/31/2018 | Claimant(s): Keith Nast Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 17-01153 | 10/09/2017 | Claimant(s): David Coult Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffrey A. Sturgeon Arbitrator(s): Donald S. Bauman Hearing Site: Philadelphia, PA | ||
| 14-03428 | 10/22/2015 | Claimant(s): David Boor, Mark Steinberg Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): Martin Brosnan Hearing Site: Detroit, MI |