| 22-00412 | 01/10/2023 | Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Ronald L. Cameron, Blaine Smith, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
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| 22-00088 | 01/03/2023 | Claimant(s): Bernard Reina
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Steven Gourley, Robert E. Jenks, Zygmont Jacob Boxer
Hearing Site: Los Angeles, CA
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| 22-00414 | 11/07/2022 | Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Mario H. Metzger, Michael Harrison, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
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| 21-00274 | 10/28/2022 | Claimant(s): Thomas Krauss
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): James McQuade
Arbitrator(s): Camille S. Cooper, Kenneth Paul Williams, Karen J. Orlin
Hearing Site: New York, NY
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| 22-00050 | 10/26/2022 | Claimant(s): Deon Jackson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 19-00801 | 08/26/2022 | Claimant(s): Shlomo Salant
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Robert I. Adler, Peter E. Gillespie, Daniel Engelstein
Hearing Site: New York, NY
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| 21-02891 | 08/09/2022 | Claimant(s): Aric Zamel
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Constance Ellen Boukidis, Lorraine Woodwark, Gecole L. Harley
Hearing Site: Los Angeles, CA
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| 21-02845 | 07/22/2022 | Claimant(s): Seth Marcus
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 20-03226 | 06/28/2022 | Claimant(s): Raquel Gonzalez Chavez
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Citigroup Global Markets., Popular Securities.
Respondent Lawyers(s): Adam M. Kauff, Maria T. Alvarez-Santos
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
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| 21-02864 | 06/28/2022 | Claimant(s): Anthony Javarone
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Leslie L. Cooney, Robert C. Harris, Stephenie Dorris
Hearing Site: Boca Raton, FL
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