| 17-01717 | 11/17/2017 | Claimant(s): Michael Prokop
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
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| 17-00533 | 10/31/2017 | Claimant(s): Mark Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 17-00040 | 10/16/2017 | Claimant(s): Mark Soukup
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
| | |
| 17-00402 | 10/02/2017 | Claimant(s): Andrew Rieger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Chan Nam, David I. Hantman
Arbitrator(s): Olivia Milbank Farrar
Hearing Site: Washington, DC
| | |
| 17-00550 | 09/29/2017 | Claimant(s): Mark Graham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
| | |
| 16-02889 | 09/28/2017 | Claimant(s): Christopher Stoddard
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
| | |
| 16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group.
Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 16-03217 | 08/21/2017 | Claimant(s): Peter Zubizarreta
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
| | |
| 16-03496 | 08/21/2017 | Claimant(s): Charles Day
Claimant Lawyers(s): Amy B. Bard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | |
| 16-00740 | 08/10/2017 | Claimant(s): Leonard Suskind
Claimant Lawyers(s): Daniel S. Newman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael A. Levin, Will Murphy, Paul J. Burkhart
Hearing Site: Boca Raton, FL
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